Jephian Lin
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    # 基本矩陣與列超平行體 Elementary matrix acts on rows ![Creative Commons License](https://i.creativecommons.org/l/by/4.0/88x31.png) This work by Jephian Lin is licensed under a [Creative Commons Attribution 4.0 International License](http://creativecommons.org/licenses/by/4.0/). $\newcommand{\trans}{^\top} \newcommand{\adj}{^{\rm adj}} \newcommand{\cof}{^{\rm cof}} \newcommand{\inp}[2]{\left\langle#1,#2\right\rangle} \newcommand{\dunion}{\mathbin{\dot\cup}} \newcommand{\bzero}{\mathbf{0}} \newcommand{\bone}{\mathbf{1}} \newcommand{\ba}{\mathbf{a}} \newcommand{\bb}{\mathbf{b}} \newcommand{\bc}{\mathbf{c}} \newcommand{\bd}{\mathbf{d}} \newcommand{\be}{\mathbf{e}} \newcommand{\bh}{\mathbf{h}} \newcommand{\bp}{\mathbf{p}} \newcommand{\bq}{\mathbf{q}} \newcommand{\br}{\mathbf{r}} \newcommand{\bx}{\mathbf{x}} \newcommand{\by}{\mathbf{y}} \newcommand{\bz}{\mathbf{z}} \newcommand{\bu}{\mathbf{u}} \newcommand{\bv}{\mathbf{v}} \newcommand{\bw}{\mathbf{w}} \newcommand{\tr}{\operatorname{tr}} \newcommand{\nul}{\operatorname{null}} \newcommand{\rank}{\operatorname{rank}} %\newcommand{\ker}{\operatorname{ker}} \newcommand{\range}{\operatorname{range}} \newcommand{\Col}{\operatorname{Col}} \newcommand{\Row}{\operatorname{Row}} \newcommand{\spec}{\operatorname{spec}} \newcommand{\vspan}{\operatorname{span}} \newcommand{\Vol}{\operatorname{Vol}} \newcommand{\sgn}{\operatorname{sgn}} \newcommand{\idmap}{\operatorname{id}} \newcommand{\am}{\operatorname{am}} \newcommand{\gm}{\operatorname{gm}} \newcommand{\mult}{\operatorname{mult}} \newcommand{\iner}{\operatorname{iner}}$ ```python from lingeo import random_int_list, row_operation_process ``` ## Main idea Each $n\times n$ matrix can be viewed as a list of row vectors $\{\br_1,\ldots, \br_n\}$. We define the **row parallelotope** of $A$ as the polytope $$ \{c_1\br_1 + \cdots + c_n\br_n : c_i\in [0,1] \text{ for all }i = 1,\ldots, n\} $$ spanned by the rows $\{\br_1,\ldots, \br_n\}$ of $A$. Let $\Vol_R(A)$ be the **signed volume** of the row parallelotope. Then $\Vol_R(A)$ can be defined through the following rules. - $\Vol_R(I_n) = 1$. - If $E$ is the elementary matrix of $\rho_i\leftrightarrow\rho_j$, then $E$ **swaps** the $i$-th and $j$-th rows of $A$. Thus, $\Vol_R(EA) = -\Vol_R(A)$ and we define $\Vol_R(E) = -1$. - If $E$ is the elementary matrix of $\rho_i:\times k$, then $E$ **rescales** the $i$-th row of $A$. Thus, $\Vol_R(EA) = k\Vol_R(A)$ and we define $\Vol_R(E) = k$. (Note that this statement still holds even when $k = 0$.) - If $E$ is the elementary matrix of $\rho_i:+k\rho_j$, then $E$ **slants** the $i$-th row of $A$ to the direction of $j$-th row. Thus, $\Vol_R(EA) = \Vol_R(A)$ and we define $\Vol_R(E) = 1$. As a consequence, if a matrix $A$ is invertible and can be written as the product a sequence of elementary matrices $F_1\cdots F_k$, then $\Vol_R(A) = \Vol_R(F_1)\cdots\Vol_R(F_k)\Vol_R(I_n) = \Vol_R(F_1)\cdots\Vol_R(F_k)$. In contrast, if $A$ is not invertible, then row parallelotope collapses and is flat $\Vol_R(A) = 0$. From this point of view, the value of $\Vol_R(A)$ can be both the signed volume and the **scaling factor** changing $\Vol_R(B)$ to $\Vol_R(AB)$ for any $B$. ## Side stories - operations on spanning vectors ## Experiments ##### Exercise 1 執行以下程式碼。 已知 $A = F_1\cdots F_k$ 是一群單位矩陣的乘積。 <!-- eng start --> Run the code below. Suppose we know $A = F_1\cdots F_k$ is the product of some elementary matrices. <!-- eng end --> ```python ### code set_random_seed(0) print_ans = False n = 2 while True: A = matrix(n, random_int_list(n^2, 3)) if A.det() != 0: break elems = row_operation_process(A, inv=True) pretty_print(A, LatexExpr("="), *elems) R = identity_matrix(n) k = 1 vols = [1] for elem in elems[::-1]: R = elem * R vols.append(R.det()) vecs = R.rows() P = polytopes.parallelotope(vecs).plot( xmin=-3, xmax=3, ymin=-3, ymax=3, wireframe="black", fill="lightgreen" ) for v in vecs: P += text("%s"%v, v + vector([0,0.5]), fontweight=1000).plot() show(P, title="$V_{%s}$"%k) k += 1 if print_ans: for k,vol in enumerate(vols): print("The signed volumn (area) of V%s is"%k, vol) ``` By `set_random_seed(0)`, we can get $\begin{bmatrix}-3&3\\1&2\end{bmatrix}= \begin{bmatrix}-3&0\\0&1\end{bmatrix} \begin{bmatrix}1&0\\1&1\end{bmatrix} \begin{bmatrix}1&0\\0&3\end{bmatrix} \begin{bmatrix}1&-1\\0&1\end{bmatrix}.$ --- ##### Exercise 1(a) 令 $V_0$ 為單位矩陣的列超平行體。 說明如何從 $V_0$ 得到 $V_1$ 並求出 $V_1$ 的面積。 <!-- eng start --> Let $V_0$ be the row parallelotope for the identity matrix. Explain how to obtain $V_1$ from $V_0$ and find the volume of $V_1$. <!-- eng end --> ##### <font color="#f00">**Answer:**</font> $V_1=\begin{bmatrix}1&-1\\0&1\end{bmatrix} =\begin{bmatrix}1&-1\\0&1\end{bmatrix} \begin{bmatrix}1&0\\0&1\end{bmatrix},$ which means that we can slant one side of $V_0$ to obtain $V_1.$ Since it just slants one side, the volume will not change, and $\Vol_R(V_0)=1=\Vol_R(V_1).$ :::warning Nice! :thumbsup: - [x] Space after a comma. ::: --- ##### Exercise 1(b) 依序說明如何從 $V_i$ 得到 $V_{i+1}$, 並求出 $V_2,\ldots, V_k$ 的面積。 <!-- eng start --> Explain how to obtain $V_{i+1}$ from $V_i$ and find the volume of $V_{i+1}$ for each $i$. Then find the volume for each of $V_2,\ldots, V_k$. <!-- eng end --> ##### <font color="#f00">**Answer:**</font> $V_2=\begin{bmatrix}1&-1\\0&3\end{bmatrix} =\begin{bmatrix}1&0\\0&3\end{bmatrix} \begin{bmatrix}1&-1\\0&1\end{bmatrix}.$ We can rescale one side of $V_1$ by $3$ to obtain $V_2,$ and the volume will multiply by $3$, and $\Vol_R(V_2)=3\Vol_R(V_1)=3$ $V_3=\begin{bmatrix}1&-1\\1&2\end{bmatrix} =\begin{bmatrix}1&0\\1&1\end{bmatrix} \begin{bmatrix}1&-1\\0&3\end{bmatrix}.$ We can slant one side of $V_2$ to obtain $V_3,$ the volume will not change, and $\Vol_R(V_3)=\Vol_R(V_2)=3.$ $V_4=\begin{bmatrix}-3&3\\1&2\end{bmatrix} =\begin{bmatrix}-3&0\\0&1\end{bmatrix} \begin{bmatrix}1&-1\\1&2\end{bmatrix}.$ We can rescale one side of $V_3$ by $-3$, the volume will multiply by $-3,$ and $\Vol_R(V_4)=-3\Vol_R(V_3)=-9.$ --- :::info What do the experiments try to tell you? (open answer) We think the experiments tell us how elementary matrix affect the determinant and the value. ::: :::success Jephian: Exactly! ::: --- ## Exercises ##### Exercise 2 對以下矩陣 $A$, 用文字描述它的列平行體,並用求出它的有向體積。 <!-- eng start --> For each of the following matrices $A$, use a few sentences to decribe its row parallelotope. Then find its signed volumn. <!-- eng end --> ##### Exercise 2(a) $$ A = \begin{bmatrix} 1 & 0 & 0 \\ 0 & 2 & 0 \\ 0 & 0 & 3 \end{bmatrix}. $$ ##### <font color="#f00">**Answer:**</font> The matrix $A$ represents a linear transformation that stretches the $\bx$-axis by a factor of $1$, the $\by$-axis by a factor of $2$, and the $\bz$-axis by a factor of $3$. The row parallelotope of this matrix is a parallelepiped with sides parallel to the coordinate axes. Its volume is given by the absolute value of the determinant of the matrix $A$, which is $\vert A \vert = 1 \times 2 \times 3 = 6$. Since the signed volume is positive, the signed volume of the row parallelotope of $A$ is $6$. :::success Good. ::: --- ##### Exercise 2(b) $$ A = \begin{bmatrix} 0 & 1 & 0 \\ 2 & 0 & 0 \\ 0 & 0 & 3 \end{bmatrix}. $$ ##### <font color="#f00">**Answer:**</font> This row parallelotope is composed of the three vectors $(0,1,0),(2,0,0),(0,0,3)$ . By doing some row operation, (i)$\space$$\space$ $\rho_1 \leftrightarrow \rho_2$ (ii)$\space$ $\rho_1: \times \frac{1}{2}$ (iii) $\rho_2: \times 2$ we will get a matrix $B$, which is exactly same as the matrix in Exercise 2(a). By the definition of $\Vol_R$ and the comparison of 2(a) and 2(b), we know that $$ \Vol_R(A) = -\Vol_R(B) \times \frac{1}{2} \times 2 = -6. $$ In other words, the signed volumn of $A$ is $-6$. :::success Good. ::: --- ##### Exercise 2(c) $$ A = \begin{bmatrix} 1 & 1 & 1 \\ 1 & 2 & 3 \\ 0 & 0 & 0 \end{bmatrix}. $$ ##### <font color="#f00">**Answer:**</font> From the matrix $A$, we are able to notice that the row parallelotope of matrix $A$ is composed of $3$ row vectors, $(1, 1, 1), (1, 2, 3), (0, 0, 0)$. Since one of the row vector is $(0, 0, 0)$, we can know that this matrix is not invertible and the row parallelotope collapse(※ basically, it is a parallelogram). Therefore, $$ \Vol_R(A) = 0. $$ ※_i.e._ the signed volumn of $A$ is $0$. :::success Excellent. Note: You should use _i.e._ to make the text italic, instead of $i.e.$ ::: --- ##### Exercise 2(d) $$ A = \begin{bmatrix} 1 & 1 & 0 \\ 1 & 2 & 0 \\ 1 & 3 & 0 \end{bmatrix}. $$ ##### <font color="#f00">**Answer:**</font> From the matrix $A$, we are able to notice that the row parallelotope of matrix $A$ is composed of $3$ row vectors, $(1, 1, 0), (1, 2, 0), (1, 3, 0)$. By doing some row operation, (i)$\space$$\space$ $\rho_2: - \rho_1$ (ii)$\space$ $\rho_3: - \rho_1$ (iii) $\rho_1: - \rho_2$ (iv)$\space$ $\rho_1: - 2 \rho_2$ we will get a matrix $B$, $\begin{bmatrix} 1 & 0 & 0 \\ 0 & 1 & 0 \\ 0 & 0 & 0 \end{bmatrix}.$ Then, by the same reason of 2(c), the signed volumn of $A$ is $0$ and the parallelotope is flat. :::success Good. In fact, the reason could be a bit different from 2(c). 2(c): One side of the parallelepiped has length $0$. 2(d): The parallelepiped is collaped on the $x,y$-plane. ::: --- ##### Exercise 2(e) $$ A = \begin{bmatrix} 1 & 2 & 0 \\ 3 & 4 & 0 \\ 0 & 0 & 5 \end{bmatrix}. $$ ##### <font color="#f00">**Answer:**</font> From the matrix $A$, we are able to notice that the row parallelotope of matrix $A$ is composed of $3$ row vectors, $(1, 2, 0), (3, 4, 0), (0, 0, 5)$. By doing some row operation, (i)$\space$$\space$ $\rho_2: -3 \rho_1$ (ii)$\space$ $\rho_1: + \rho_2$ we will get a matrix $B$, $\begin{bmatrix} 1 & 0 & 0 \\ 0 & - 2 & 0 \\ 0 & 0 & 5 \end{bmatrix}.$ By rule 3, the rule of slant, $\Vol_R(A)= \Vol_R(B)= \det(B)= 1\times -2\times 5 = -10.$ :::success Good. ::: --- ##### Exercise 3 在 $\Vol_R$ 的定義中,假設我們已經接受了 - If $E$ is the elementary matrix of $\rho_i:\times k$, then $E$ **rescales** the $i$-th row of $A$. - If $E$ is the elementary matrix of $\rho_i:+k\rho_j$, then $E$ **slants** the $i$-th row of $A$ to the direction of $j$-th row. 說明為什麼 - If $E$ is the elementary matrix of $\rho_i\leftrightarrow\rho_j$, then $E$ **swaps** the $i$-th and $j$-th rows of $A$. 中的 $-1$ 是合理的。 <!-- eng start --> In the definition of $\Vol_R$, suppose we already accept the following rules. - If $E$ is the elementary matrix of $\rho_i:\times k$, then $E$ **rescales** the $i$-th row of $A$. - If $E$ is the elementary matrix of $\rho_i:+k\rho_j$, then $E$ **slants** the $i$-th row of $A$ to the direction of $j$-th row. Explain the $-1$ in the rule below is reasonable. - If $E$ is the elementary matrix of $\rho_i\leftrightarrow\rho_j$, then $E$ **swaps** the $i$-th and $j$-th rows of $A$. <!-- eng end --> **[由鄭宗祐提供]** ##### <font color="#f00">**Answer:**</font> Assume we have a matrix $A=\begin{bmatrix}1&0\\0&1\end{bmatrix}.$ And $\det(A)=1.$ If we change the rows of $A$, then we get a new matrix $B=\begin{bmatrix}0&1\\1&0\end{bmatrix}.$ And we can obtain $B$ from $A$ by doing some row operation: $1.$ plus one times of second row to first row, we can get $\begin{bmatrix}1&1\\0&1\end{bmatrix},$ and by definition, the determinant will not change. $2.$ minus one times of first row to second row, we can get $\begin{bmatrix}1&1\\-1&0\end{bmatrix},$ and by definition, the determinant will not change. $3.$ plus one times of second row to first row, we can get $\begin{bmatrix}0&1\\-1&0\end{bmatrix},$ and by definition, the determinant will not change. $4.$ multiply-1 to second row, we can get $B=\begin{bmatrix}0&1\\1&0\end{bmatrix},$ and by definition $\det(B)=-1\times 1=-1=-1\times\det(A).$ ##### Exercise 4 利用 $\Vol_R$ 定義中的四條準則,說明以下性質。 <!-- eng start --> Use the four rules in the definition of $\Vol_R$ to explain the following properties. <!-- eng end --> ##### Exercise 4(a) 若 $A$ 中有一列為零向量,說明 $\Vol_R(A) = 0$。 <!-- eng start --> If $A$ has a zero row, then $\Vol_R(A) = 0$. <!-- eng end --> ##### <font color="#f00">**Answer:**</font> Let an arbitrary row in the matrix be a zero row. Then apply the row operation of $\rho_i:\times k$ on that row, and we will get a new matrix, $B.$ Since any number multiplied by $0$ equals $0,$ $A=B$. And by the definition of $\Vol_R(A),$ we can know $\Vol_R(B)=k\Vol_R(A).$ Since $A=B,$ we can know $\Vol_R(A)=\Vol_R(B),$ then $\Vol_R(A)=\Vol_R(B)=k\Vol_R(A).$ We may choose a vakue $k \neq 1.$ Thus, we can know $\Vol_R(A)=0.$ :::warning - [x] No space before a comma. - [x] Let ... . Then ... . - [x] Before the last sentence, add: We may choose a vakue $k \neq 1.$ ::: --- ##### Exercise 4(b) 若 $A$ 中有兩列向量相等,說明 $\Vol_R(A) = 0$。 <!-- eng start --> If $A$ has two rows in common, then $\Vol_R(A) = 0$. <!-- eng end --> ##### <font color="#f00">**Answer:**</font> Let $2$ arbitrary row of $A$ be the same, then apply the row operation of $\rho_i:+k\rho_j,$ $k=-1.$ Then we will get a new matrix $B$, who has a zero row in the matrix, and by the fact of 4(a), we can know $\Vol_R(A)=0.$ :::success Good. ::: --- ##### Exercise 4(c) 若 $A$ 中的列向量集合線性相依,說明 $\Vol_R(A) = 0$。 <!-- eng start --> If some rows of $A$ form a linearly dependent set, then $\Vol_R(A) = 0$. <!-- eng end --> ##### <font color="#f00">**Answer:**</font> If some rows of $A$ are linearly dependent, then we can do some row operations to make at least one row turn into zero rows. The determinant of a matrix with some zero row is zero, so by rule 3 of the definition of $\Vol_R$, $\Vol_R(A) = 0$. :::warning - [x] to make some rows turn into zero rows --> to make at least one row turn into a zero row ::: --- ##### Exercise 5 令 $$ A = \begin{bmatrix} \frac{1}{\sqrt{3}} & \frac{1}{\sqrt{2}} & \frac{1}{\sqrt{6}}\\ \frac{1}{\sqrt{3}} & -\frac{1}{\sqrt{2}} & \frac{1}{\sqrt{6}}\\ \frac{1}{\sqrt{3}} & 0 & -\frac{2}{\sqrt{6}}\\ \end{bmatrix}. $$ <!-- eng start --> Let $$ A = \begin{bmatrix} \frac{1}{\sqrt{3}} & \frac{1}{\sqrt{2}} & \frac{1}{\sqrt{6}}\\ \frac{1}{\sqrt{3}} & -\frac{1}{\sqrt{2}} & \frac{1}{\sqrt{6}}\\ \frac{1}{\sqrt{3}} & 0 & -\frac{2}{\sqrt{6}}\\ \end{bmatrix}. $$ <!-- eng end --> ##### Exercise 5(a) 已知 $A$ 的列向量彼此互相垂直 且長度皆為 $1$。 以直觀的方式猜測 $\Vol_R(A)$。 真的計算看看你的猜測是否正確。 <!-- eng start --> We know the rows of $A$ are mutually orthogonal and of length $1$. Guess what is $\Vol_R(A)$ by intuition. Then check if your intuition is correct by definition. <!-- eng end --> ##### <font color="#f00">**Answer:**</font> Since the three rows are orthogonal and their length are all equal to one. By intution, I am convinced that $\Vol_R(A) = 1$, for all length of rows are $1$. By doing lots of $\rho_i:+k\rho_j$, we get a new matrix, $B$, $\begin{bmatrix} \frac{1}{\sqrt{3}} & 0 & 0\\ 0 & \frac{2}{\sqrt{2}} &0\\ 0 & 0 & \frac{3}{\sqrt{6}}\\ \end{bmatrix}.$ By rule 3, the rule of slant, $\Vol_R(A)= \Vol_R(B)= \det(B)= \frac{1}{\sqrt{3}}\times \frac{2}{\sqrt{2}}\times \frac{3}{\sqrt{6}}=1.$ Thus, we know the intution is correct. :::success Exactly. ::: --- ##### Exercise 5(b) 將 $A$ 矩陣的 第一個列向量伸縮為原來的 $3$ 倍, 第二個列向量伸縮為原來的 $4$ 倍, 第三個列向量伸縮為原來的 $5$ 倍, 並得到 $B$ 矩陣。 以直觀的方式猜測 $\Vol_R(B)$。 真的計算看看你的猜測是否正確。 <!-- eng start --> Construct a new matrix $B$ from $A$ by rescaling the first row by $3$, the second row by $4$, and the third row by $5$. Guess what is $\Vol_R(A)$ by intuition. Then check if your intuition is correct by definition. <!-- eng end --> ##### <font color="#f00">**Answer:**</font> By intution, I suppose the volume would be $1\times3\times4\times5=60.$ By doing lots of $\rho_i:\times k$ and $\rho_i:+k\rho_j,$ we get a new matrix $B$, $\begin{bmatrix} \frac{3}{\sqrt{3}}& 0 & 0\\ 0 &\frac{8}{\sqrt{2}}& 0\\ 0 & 0 & \frac{15}{\sqrt{6}}\\ \end{bmatrix}.$ By rule 2 and 3, the rule of rescaling and slant, $\Vol_R(B)= \det(B)= \frac{3}{\sqrt{3}}\times \frac{8}{\sqrt{2}}\times \frac{15}{\sqrt{6}}=60.$ Thus, we know the intution is correct. :::success Good. ::: --- ##### Exercise 6 令 $\bx$、$\by$、及 $\bz$ 為 $\mathbb{R}^3$ 中的向量。 令 $V_1$ 為 $\bx, \by, \bz$ 所張出來的平行六面體, 而 $V_2$ 為 $\bx + \by, \by + \bz, \bz + \bx$ 所張出來的平行六面體。 問 $V_2$ 的有向體積是 $V_1$ 的有向體積的幾倍? <!-- eng start --> Let $\bx$, $\by$, and $\bz$ be vectors in $\mathbb{R}^3$. Let $V_1$ be the parallelotope spanned by $\bx, \by, \bz$. Let $V_2$ be the parallelotope spanned by $\bx + \by, \by + \bz, \bz + \bx$. What is the ratio between the volumn of $V_2$ and the volumn of $V_1$? <!-- eng end --> ##### <font color="#f00">**Answer:**</font> Let $A = \begin{bmatrix} -&\bx& -\\ -&\by&-\\ -&\bz&-\\ \end{bmatrix},\space$ $B =\begin{bmatrix} -&\bx+\by& -\\ -&\by+\bz&-\\ -&\bz+\bx&-\\ \end{bmatrix}.$ Then, from $A$, by doing some row operations, (i)$\space$$\space$ $\rho_1: + \rho_2$ (ii)$\space$ $\rho_2: + \rho_3$ (iii) $\rho_3: \times2$ (iv)$\space$ $\rho_3: + \rho_1$ (v)$\space$$\space$ $\rho_3: - \rho_2$ we get $B$. Therefore, by definition, we know that $\frac{\Vol_R(B)}{\Vol_R(A)}=\frac{2}{1}.$ :::success Beautiful answer! ::: :::info collaboration: 1 4 problems: 4 * 2a ~ d extra: 3.5 * 2e, 4a ~ c, 5a~b, 6 moderator: 1 qc: 1 :::

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