---
# System prepended metadata

title: Due Diligence Questionnaire

---

# Due Diligence Questionnaire

## HK-C
### Corporate Information
* Full Name of Corporation
* Business Name of Corporation (if any)
* Date of Incorporation
* Country of Company Registration
* Registration or Incorporation No.
* Registered Office Address
* Business Address
* Telephone
* Company Email Address
* Authorized Capital (USD)
* Paid-Up Capital (USD)
* Nature of Business
### Corporate Documents
* Certified Certificate of Incorporation
* Certified Business Registration Certificate
* Charted Documents
* Certified Business Address Proof
* Certified Certificate of Incumbency
* Certified Ownership Chart
* Certified Register of Directors
* Certified Register of Members
* W Form
* Company Logo
### Finance Inquiry
* Anticipated Monthly Transaction Activities
* Initial Deposit Amount (USD)
* Expected Monthly Average Balance (USD)
* Will any occasional transactions be performed?
    * No
    * Yes
* Main Source of Funds
    * Retained Earnings
    * Debt Capital
    * Equity Capital
    * Other
* Net Asset Value (USD)
* Profit After Tax (USD)
### Banking Detail
* Account Name
* Account Type
* Account Number
* Bank Name
* Bank Address
* Banking Detail Address
### Director(s): INDIVIDUAL
* Full Name of Director
* Identity Proof (front) of Director
* Identity Proof (back) of Director
* Residential Address
* Address Proof of Director
* W Form
### Director(s): CORPORATION
* Full Name of Corporation
* Certificate of Incorporation
* Business Address
* Business Address Proof
* W Form
### Beneficial Owner(s)
* Beneficial Owner(s) and Controller Certification
* Full Name of Beneficial Owner
* Identity Proof (front) of Beneficial Owner
* Identity Proof (back) of Beneficial Owner
* Residential Address
* Address Proof of Beneficial Owner
* W Form
* Declaration Form
### Authorized Person(s)
* Full Name of Authorized Person
* Identity Proof (front) of Authorized Person
* Identity Proof (back) of Authorized Person
* Residential Address
* Address Proof of Authorized Person
* Letter of Authorization
### Additional Document(s)
* Title
* Document
### Client Declaration
* Declaration Form

---

## HK-I
 
### Basic Information
 * First Name (English)
 * Middle Name (English)
 * Last Name (English)
 * Full Name (Native)
 * Former Name(s)
 * Gender
 * Male
 * Female
* Date of Birth
### Personal Details
* Mobile
* Residential Landline
* Personal Email Address
* Occupation
* Name of Employer/Company
* Address of Employer/Company
* Educational Level
    * Early Childhood Education
    * Primary Education
    * Lower Secondary Education
    * Upper Secondary Education
    * Post-Secondary Non-Tertiary education
    * Short-Cycle Tertiary Education
    * Bachelor's or Equivalent
    * Master's or Equivalent
    * Doctorate or Equivalent
### Residential Details
* Country of Residence
* ountryNam
* Residential Address
* Residential Details Address
* Proof of Residential Address
### Identity Verification
* Country of Citizenship
* ID Document Type
    * Passport
    * Driver's License
    * National ID Card
* Front of Selected ID Document
* Back of Selected ID Document
* Face with ID Document
* W Form
### Financial Information
* Approximate Total Net Asset
    * Below US$1,000,000
    * US$1,000,000 - $5,000,000
    * US$5,000,001 - $8,000,000
    * Above US$8,000,000
* Main Source of Funds
    * Salary
    * Commission
    * Rent
    * Interest Rate
    * Pension
    * Investment
    * N/A
    * Other
* Annual Income
    * Below US$45,000
    * US$45,000 to US$139,999
    * US$140,000 to US$149,999
    * US$150,000 to US$199,999
    * Above US$200,000
* Residential Property
    * Rental Property
    * Self-owned Property
    * Mortgaged Property
    * Company-owned Property
    * Family Property
### Anticipated Account Activities
* Anticipated Monthly Transaction Activities
* Initial Deposit Amount (USD)
* Expected Monthly Average Balance (USD)
* Will any occasional transactions be performed?
    * No
    * Yes
### Banking Detail
* Account Name
* Account Type
* Account Number
* Bank Name
* Bank Address
* Banking Detail Bank ZIP
### Additional Document(s)
* Title
* Document
### Client Declaration
* Declaration Form

---

## SD-C
### Corporate Information
* Full Name of Corporation
* Business Name of Corporation (if any)
* Date of Incorporation
* Country of Company Registration
* Registration or Incorporation No.
* Registered Office Address
* Business Address
* Telephone
* Company Email Address
* Nature of Business
### Corporate Documents
* Certificate of Incorporation
* Charted Documents
* Business Address Proof
* Ownership Chart
* Register of Directors
* Register of Members
* W Form
* Company Logo (optional)
### Finance Inquiry
* Anticipated Monthly Transaction Activities
* Initial Deposit Amount (USD)
* Expected Monthly Average Balance (USD)
* Main Source of Funds
    * Retained Earnings
    * Debt Capital
    * Equity Capital
    * Other
### Banking Detail
* Account Name
* Account Type
* Account Number
* Bank Name
* Bank Address
* Banking Detail Address
### Beneficial Owner(s)
* Beneficial Owner(s) and Controller Certification
* Full Name of Beneficial Owner
* Identity Proof (front) of Beneficial Owner
* Identity Proof (back) of Beneficial Owner
* Residential Address
* Address Proof of Beneficial Owner
### Authorized Person(s)
* Full Name of Authorized Person
* Identity Proof (front) of Authorized Person
* Identity Proof (back) of Authorized Person
* Residential Address
* Address Proof of Authorized Person
* Letter of Authorization
### Additional Document(s)
* Title
* Document
### Client Declaration
* Declaration Form

---

## SD-I
### Basic Information
* First Name (English)
* Middle Name (English)
* Last Name (English)
* Full Name (Native)
* Former Name(s)
* Gender
    * Male
    * Female
* Date of Birth
### Personal Details
* Mobile
* Residential Landline
* Personal Email Address
* Occupation
* Name of Employer/Company
* Educational Level
    * Early Childhood Education
    * Primary Education
    * Lower Secondary Education
    * Upper Secondary Education
    * Post-Secondary Non-Tertiary education
    * Short-Cycle Tertiary Education
    * Bachelor's or Equivalent
    * Master's or Equivalent
    * Doctorate or Equivalent
### Residential Details
* Country of Residence
* Residential Address
* Proof of Residential Address
### Identity Verification
* Country of Citizenship
* ID Document Type
* Passport
* Driver's License
* National ID Card
* Front of Selected ID Document
* Back of Selected ID Document
* Face with ID Document
* W Form
### Financial Information
* Approximate Total Net Asset
    * Below US$1,000,000
    * US$1,000,000 - $5,000,000
    * US$5,000,001 - $8,000,000
    * Above US$8,000,000
* Main Source of Funds
    * Salary
    * Commission
    * Rent
    * Interest Rate
    * Pension
    * Investment
    * N/A
    * Other
* Annual Income
    * Below US$45,000
    * US$45,000 to US$139,999
    * US$140,000 to US$149,999
    * US$150,000 to US$199,999
    * Above US$200,000
* Residential Property
    * Rental Property
    * Self-owned Property
    * Mortgaged Property
    * Company-owned Property
    * Family Property
### Anticipated Account Activities
* Anticipated Monthly Transaction Activities
* Initial Deposit Amount (USD)
* Expected Monthly Average Balance (USD)
* Will any occasional transactions be performed?
    * No
    * Yes
### Banking Detail
* Account Name
* Account Type
* Account Number
* Bank Name
* Bank Address
* Banking Detail Address
### Additional Document(s)
* Title
* Document
### Client Declaration
* Declaration Form
